Headline: SEC Charges Canadian Cannabis Company and Former Senior Executive with Accounting Fraud Headline: SEC Adopts Compensation Recovery Listing Standards and Disclosure Rules Headline: SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee- and Expense-Related Information in Fund Advertisements Headline: SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers Headline: SEC Updates List of Firms Using Inaccurate Information to Solicit Investors Headline: SEC Awards More Than $10 Million to Whistleblower Headline: SEC Charges Incarcerated Felon and Five Friends in $2 Million Fraud Scheme Headline: SEC Adopts Rules to Enhance Proxy Voting Disclosure by Registered Investment Funds and Require Disclosure of “Say-on-Pay” Votes for Institutional Investment Managers Headline: SEC Proposes Enhancements to Open-End Fund Liquidity Framework Headline: SEC Charges Halal Capital Founder with Multimillion Dollar Fraudulent Scheme That Targeted Muslim Community Headline: SEC Charges Creator of Global Crypto Ponzi Scheme and Three US Promoters in Connection with $295 Million Fraud Cassidy and Natasha Vij Greiner Appointed Deputy Directors of Division of Examinations Headline: SEC Announces Departure of Chief of Staff Prashant Yerramalli and Appointment of Amanda Fischer to the Role
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